AI Advisor for the Advisor

    Enterprise AI,
    built for advisors.

    Mindfulware is a veteran-founded AI and machine learning engineering firm partnering with financial advisors, HNW (high net worth) wealth advisors, and insurance brokerages. We speak your language — suitability, KYC, AUM, policy illustrations, carrier feeds — and engineer bespoke systems around your book, your stack, and your compliance reality.

    Veteran-founded Global team 24/7 deliveryFounder's portfolio →
    SOC 2 & ISO 27001 aligned
    Enterprise security posture
    FINRA / SEC 17a-4 ready
    WORM recordkeeping built in
    You own the IP
    Models, prompts, and code
    Full auditability
    Every output logged & reviewable
    5
    Time Zones
    24/7
    Global Coverage
    USAF
    Veteran-Founded
    100%
    Custom-Built
    Who we serve

    The AI Advisor for the Advisor.

    We build for the people who advise the people. Financial advisors, NAIFA members, HNW (high net worth) wealth advisors, and insurance brokerages get systems engineered around their workflows, their compliance posture, and the lingo they actually use.

    Independent Financial Advisors

    NAIFA members and independent practices scaling client service without scaling headcount.

    HNW & Family Office Advisors

    Bespoke models for complex portfolios, multi-entity reporting, and white-glove client experiences.

    Insurance Brokerages

    Carrier feeds, policy illustrations, underwriting workflows, and producer enablement — automated.

    Compliance-First Teams

    Suitability, KYC/AML, and recordkeeping built in from day one — not bolted on after.

    Capabilities

    A full-stack AI engineering practice.

    We design, build, and operate the systems that put machine learning into production — from data foundations to deployed models and the interfaces around them.

    Custom ML Models

    Purpose-built machine learning models designed around your data, objectives, and operational constraints.

    Neural Networks

    Deep learning architectures engineered for accuracy, efficiency, and production-grade reliability.

    Predictive Analytics

    Forecasting and decision-support systems that turn historical signal into forward-looking insight.

    Secure AI Systems

    Enterprise-grade security, governance, and compliance built into every layer of the stack.

    Real-Time Processing

    Low-latency inference and streaming pipelines for time-critical, mission-sensitive workloads.

    Data Engineering

    Resilient pipelines and warehousing that turn raw, fragmented data into trusted intelligence.

    Our Approach

    Engineering rigor, end to end.

    A disciplined process that de-risks delivery and produces systems your teams can trust in production.

    01

    Discover

    We immerse in your business, data, and constraints — defining the problem, success criteria, and the path to measurable impact.

    02

    Design

    Solution architecture, model selection, data strategy, and integration plan — reviewed against security, scale, and operational fit.

    03

    Engineer

    Senior engineers build the system in tight iterations: clean code, rigorous testing, and transparent progress against milestones.

    04

    Deploy & Support

    We ship to production and stand behind it — monitoring, tuning, and evolving the system as your business grows.

    How we engage

    Leave with an AI capability your team owns and your compliance officer has already cleared.

    Built for NAIFA members, RIAs, and insurance leaders who need predictable scope and defensible compliance. Founder-led, not an agency pod or a self-serve platform: you work directly with me, and the system, the IP, and the audit trail are yours. Start small, prove value, then scale on your terms.

    Phase 1

    Discovery Sprint

    2–3 weeks · fixed fee

    Most firms start here

    Two to three weeks from kickoff, you walk into your next leadership meeting knowing which AI use case to fund first, what it costs, and how it clears compliance. We map your book, data, carrier feeds, and compliance posture into a prioritized roadmap.

    • Working sessions with advisors, ops, and compliance
    • Data, CRM, and carrier-feed audit (Redtail, Wealthbox, AMS360, etc.)
    • Use-case shortlist scored by ROI, risk, and feasibility
    • Written roadmap with build-vs-buy recommendations
    Proven in

    The same audit-to-roadmap approach behind AdvisorListen, now live with NAIFA Alabama.

    Phase 2

    Pilot Build

    6–10 weeks · scoped SOW

    One high-impact use case running in production inside your environment, ready to put in front of pilot advisors and your compliance officer in the same week. Engineered end-to-end, with suitability and recordkeeping baked in.

    • Bespoke model or workflow shipped to a pilot group
    • Integrated with your CRM, illustration tools, and carrier APIs
    • Compliance, audit logging, and reviewer workflows from day one
    • Advisor training, change management, and rollout playbook
    Proven in

    AdvisorListen runs a compliant, audit-logged daily intelligence brief in production today.

    Phase 3

    Ongoing Partnership

    Monthly retainer

    Your AI stack stays current as carriers, regulations, and your practice change, with a partner who is still there a year later. A dedicated engineering bench measured against your practice outcomes, not ticket counts.

    • SLA-backed support and monitoring across time zones
    • Model retraining, prompt tuning, and accuracy reviews
    • Roadmap planning aligned to AUM growth and new product lines
    • Quarterly business reviews with measurable practice outcomes
    Proven in

    A 26-year partner to UA Local 52, building and maintaining systems that stay in service.

    Not sure where to start? Most advisor practices and brokerages begin with a Discovery Sprint so we can quantify impact before any build commitment.

    Founder-led sprints

    Work one-on-one with the founder. Fully scoped. Never open-ended.

    Most advisor practices and brokerages don't need another vendor — they need a senior engineer in the room. Pick a sprint with a defined start, finish, and price agreed up front.

    • Fixed scope, fixed timeline, fixed price — no open-ended retainers
    • Direct collaboration with the founder, not a junior account team
    • Concrete artifacts at the end: roadmap, prototype, or shipped pilot

    1-Day Working Session

    Diagnose a single advisor or brokerage use case end-to-end and leave with an opinionated build plan.

    $2,500flat fee
    1 business day (remote) Bookable within 2 weeks
    Included
    • Pre-call intake form and async context review
    • Up to 6 hours of live working time with the founder
    • Written one-page recommendation (build, buy, or skip)
    • Reference architecture sketch for the chosen direction
    Not included
    • No code, prototypes, or data integrations
    • No vendor evaluation matrix or RFP authoring
    • No follow-on hours bundled in
    Most chosen

    2-Week Discovery Sprint

    A scoped audit of your book, data, and compliance posture that ends in a prioritized AI roadmap and a pilot proposal.

    $18,000fixed fee
    10 business days Typical start within 3 weeks
    Included
    • Stakeholder interviews with advisors, ops, and compliance
    • Data, CRM, and carrier-feed audit (read-only access)
    • Use-case shortlist scored by ROI, risk, and feasibility
    • Written roadmap + scoped SOW for the recommended pilot
    • Two readout sessions (mid-sprint and final)
    Not included
    • No production code or model training
    • No changes to live systems or client-facing tools
    • No compliance certification or legal opinion

    4-Week Prototype Sprint

    Build one working prototype against your real data — demo-ready for internal stakeholders and pilot users.

    $48,000fixed fee
    20 business days Typical start within 4 weeks
    Included
    • One use case engineered end-to-end (model, UI, and workflow)
    • Integration with one CRM and up to two carrier or data sources
    • Reviewer-in-the-loop, audit logging, and basic eval harness
    • Deployed in a sandbox tenant under your cloud account
    • Live demo, source code handover, and rollout recommendation
    Not included
    • No production rollout to client-facing channels
    • No SOC 2 / ISO certification work (posture, not audit)
    • No ongoing support — covered by separate retainer if desired
    At a glance

    Compare the three sprints side by side

    Dimension1-Day Working Session2-Week Discovery SprintMost chosen4-Week Prototype Sprint
    Best forPressure-testing a single idea or vendor pitchChoosing where to invest across many use casesProving one use case works on your real data
    Primary outcomeOne-page written recommendationPrioritized roadmap + scoped pilot SOWWorking prototype + source code handover
    Timeline1 business day10 business days20 business days
    Fixed price$2,500$18,000$48,000
    Founder timeUp to 6 hours liveLead engineer across the sprintLead engineer + hands-on build
    Your effort1 intake call + async context3–5 stakeholder interviews + data accessSandbox tenant, CRM + 1–2 data sources
    Data accessNone requiredRead-only audit accessSandbox / non-prod write access
    DeliverablesRecommendation + architecture sketchRoadmap, audit notes, pilot SOWPrototype, eval harness, demo, code
    Production rolloutNot includedNot includedNot included (separate engagement)
    Compliance certificationNot includedPosture review, not certificationPosture review, not certification
    Ongoing supportNot includedNot includedOptional retainer afterward
    Typical lead timeWithin 2 weeksWithin 3 weeksWithin 4 weeks

    Prices are USD, exclude applicable taxes, and are payable 50% at kickoff / 50% at delivery. Every sprint ends with a clear decision point — continue, hand off, or walk away. No auto-renewing scope.

    Have a different scope in mind?
    About Mindfulware

    A senior engineering partner you can trust with the hard problems.

    Mindfulware was founded by a U.S. Air Force Computer Science Officer who understood that real enterprises require real engineering — not packaged answers to bespoke problems.

    Our global team spans five time zones, giving every engagement round-the-clock momentum. We engineer every solution from first principles, with the rigor enterprise software demands.

    Veteran-founded discipline

    Founded by a U.S. Air Force Computer Science Officer who learned firsthand that one-size-fits-all software fails in the real world.

    Global delivery, 24/7

    A senior team distributed across five time zones provides round-the-clock progress, review, and response.

    Custom-engineered, always

    Every system is built from scratch to match your data, workflows, and constraints — never retrofitted from a template.

    FAQ

    What advisors and brokerage leaders ask first.

    Straight answers on security, data handling, model customization, and compliance — the questions your CISO, CCO, and carrier partners will ask before signing.

    SOC 2 Type II aligned
    ISO 27001 aligned
    FINRA / SEC 17a-4 ready
    Deploys in your tenancy
    You own the IP
    Full audit logging

    Contact

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